Investment Compliance

Undisclosed Financial Services Dublin Permanent

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Peter Counihan Senior Consultant

Investment Compliance Asset Manager

Top Tier Recruitment are currently looking to speak to candidates with a minimum of five years’ experience within an Asset Management environment, who are looking to move into the compliance space.

What You’ll Love:

As a key member of the Compliance team, this role will give you the opportunity to showcase your skills to key stakeholders at all levels and develop your knowledge further. Also, on offer is:

●Excellent and comprehensive benefits package
●City centre location, close to a Dart & commuter bus terminal
●Highly regarded culture with a strong emphasis on work life balance
●Reputation for hiring high performers
●Regular interaction with Portfolio Managers and Traders

The Company:

A Fund Manager with operations globally including an established Dublin presence. In Ireland, they have front and middle office activities as well as some group activities.

Your Contribution:

As part of the larger Compliance team, this role will specifically be focused on trade compliance to ensure the firms compliance of the compliance monitoring programme.
As a regulated entity with trading functions in Dublin, this role is required to ensure the firm is compliant with various regulations, you will be responsible for:

●Monitoring best execution across all trading activity
●Ensuring the firm is in compliance with Market Abuse Regulations and maintaining all trade surveillance controls required under MiFID II
●Maintaining compliances reports, processes and trade surveillances registers as required
●Keeping all compliance policies and procedures up to date
●Supporting ad-hoc projects and business improvement initiatives


This Role is For You if:

●You have a minimum of five years’ experience in an asset manager, ideally with an understanding of trading flow’s
●You have a good attention to detail
●A working knowledge of MiFID II & Market Abuse Regulations would be a distinct advantage
●Previous knowledge of Trade Compliance would be desirable
●Candidates with experience from the Asset Management Industry would be an advantage but applicants will be considered from Fund Services

Why Should You Apply?

This is an opportunity to join an existing team within a global organisation that has a strong presence in Dublin. The chance of making your mark and building a promising career within a growing operation with a strong salary package and excellent working culture. This role is a great opportunity for someone to make the move into the compliance space.

Interested, what happens next?

●Hit apply and send us your CV highlighting your relevant experience
●Our client is hoping to interview quickly and there will be a minimum of two rounds

Why Apply?

This is an opportunity to join an existing team within a global organisation that has a strong presence in Dublin. The chance of making your mark and building a promising career within a growing operation with a strong salary package and excellent working culture. This role is a great opportunity for someone to make the move into the compliance space.

Apply here

Complete the below form or email: info@ttrmail.com. You must upload a CV or provide a Linkedin profile as part of application.

Add your CV

If you wish to include a covering letter as part of your application please include it as part of your CV document.Files must be less than 5 MB, Allowed file types: pdf, docx and doc.

You have to send either linkedin or some other cv