Compliance Analyst

Undisclosed Financial Services Dublin Permanent

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Peter Counihan Senior Consultant

Compliance Analyst - Asset Manager
Your Opportunity

Reporting into the head of compliance and interacting with both traders and portfolio managers, this role will focus on a Global Asset Manager’s trading activity with a particular focus on MiFID II and Market Abuse regulations. Regularly reviewing the trading activity, you will be responsible for:

• Ensuring the firm is in compliance with Market Abuse Regulations and maintaining all trade surveillance controls required under MiFID II
• Maintaining compliances reports, processes and trade surveillance registers as required
• Monitoring best execution across all trading activity
• Keeping all compliance policies and procedures up to date
• Supporting ad-hoc projects and business improvement initiatives

This role is a rare opportunity in Dublin to work with a global firm in a front office environment that will provide a global outlook.

Your Background

Ideally, you will have a minimum of five years’ compliance experience with asset management, trading or middle office experience being a distinct advantage. A working knowledge of MiFID II and Market Abuse Regulations in particular would be highly beneficial.

You must have excellent communication skills, have a good attention to detail and be keen to work in a front office environment.

On Offer

A highly competitive package, including attractive base and strong bonus potential.

Top Tier Recruitment is a specialist Recruitment Consultancy servicing a blue-chip domestic and international client base across Finance and FinTech.
We believe in offering a Professional, Knowledgeable and Reliable service to clients and candidates based on deep sectoral knowledge in the sectors within which we recruit.

Why Apply?

On offer is a highly competitive package, including an attractive base and strong bonus potential.

Apply here

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